Overview
Top-tier global bank, which is currently looking to hire an Executive Director – Head of E-Communications Surveillance.
This high-impact leadership role can be based in either the Midtown Manhattan or Jersey City office and follows a hybrid schedule, with two in-office days per week.
Base pay range : $235,000.00/yr - $275,000.00/yr
Responsibilities
- Manage and guide the Communications Surveillance review team, ensuring timely identification, escalation, and resolution of risks.
- Collaborate with supervisors and compliance stakeholders to handle escalated issues and ensure appropriate follow-up in line with regulations.
- Drive improvements in surveillance training by contributing subject matter expertise to central compliance training efforts.
- Design and manage performance metrics and reporting tools (e.g., MIS, KPIs, KRIs) to measure program effectiveness and surface critical findings.
- Lead the implementation and optimization of surveillance systems, ensuring alignment with regulatory requirements and industry best practices.
- Partner with Data Analytics teams to develop and refine models that enhance surveillance capabilities.
- Maintain up-to-date knowledge of evolving regulatory expectations and surveillance trends to keep the program forward-looking and robust.
- Serve as a liaison between Compliance leadership in the Americas and internal partners, including senior business leaders and global compliance officers.
Seniority level
Employment type
Job function
- Finance, Analyst, and Other
Industries
- Financial Services, Banking, and Investment Banking
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