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Urgent! Investment Audit & Controls Oversight Manager Job Opening In Boston – Now Hiring KBW Financial Staffing & Recruiting

Investment Audit & Controls Oversight Manager



Job description

Responsibilities:

  • Lead audit planning and oversight activities, including subsidiary-level reviews, ensuring alignment with organizational risk management strategies.

    Tracked and maintained audit progress against established milestones, proactively identifying and addressing potential delays.

    Conducted regular budget-to-actual reviews across multiple audit areas to monitor financial performance and resource allocation.

    Facilitated ongoing meetings with audit stakeholders to surface and resolve issues, fostering collaboration and transparency.

    Managed and enhanced an internal SharePoint platform to support communication and access to key audit documentation for stakeholders.

    Championed post-audit debrief initiatives aimed at driving continuous improvement in audit processes and outcomes.

    Oversaw the design and documentation of internal processes and controls within the investment function, ensuring appropriate testing and compliance standards.

    Evaluated and challenged existing control frameworks, identifying opportunities for increased efficiency and effectiveness across investment-related operations.

    Fostered a team culture focused on growth, engagement, and shared success by promoting a mindset of continuous learning and innovation.

    Effectively prioritized workstreams in a dynamic environment, developing scalable methods to improve process consistency and control reliability.

    Navigated complex organizational structures with agility, adapting to evolving business priorities and operational shifts.

    Collaborated cross-functionally with teams such as controllership, operations, financial reporting, and risk management to align on key initiatives.

    Contributed to the implementation of a new financial ledger system and other enterprise-level projects, ensuring strong internal controls and compliance.

    Analyzed and interpreted financial data, processes, and controls to support accuracy, transparency, and regulatory adherence.

  • Qualifications

  • Bachelor’s degree in Accounting, Finance or related major
  • 7+ years of related work experience with a track record of increasing responsibility and a significant portion audit-related (external or internal)
  • 2+ years combined experience with U.S. GAAP and/or STAT
  • CPA preferred
  • Knowledge and experience of investments
  • 5+ years of professional experience with a significant portion audit-related (external or internal)
  • Base- $128K-$168K 

    Hybrid
    KBW789

    #LI-JS1


    Required Skill Profession

    Financial Specialists



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