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📑 Job Summary: The Securities Division strives to preserve the integrity of the financial marketplace through investigative actions and the registration and oversight of securities, dealers and salespersons, and investment advisers; to enhance legitimate capital formation and deter financial fraud; and to minimize the b ...

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📑 Institutional Securities Group FP&A, Vice President Job Number: 3245890 Posting Date :Feb 29, 2024 Primary Location :Americas-United States of America-New York-New YorkEducation Level:Bachelor's Degree Job :FinanceEmployment Type:Full TimeJob Level:V ...

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📑 Job Summary: Under direction, performs professional work that follows procedures, techniques, rules and regulations in the examination and analysis of the conditions and overall operations of financial institutions/enterprises including conditions of credit, financial statements, internal controls, general operation a ...

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📑 What you'll be doing • You will provide timely and proper investment accounting treatment of General Account Invested Assets under applicable Statutory, GAAP, Management and Tax basis. You will specifically be responsible for the investment disclosures for LFG’s SEC reporting. • You will provide accounting informa ...

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📑 About Northern Trust: Northern Trust, a Fortune company, is a globally recognized, award-winning financial institution that has been in continuous operation since . Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by r ...

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📑 Visualization & Reporting Specialist Job Number: 3247669 Posting Date :Mar 19, 2024 Primary Location :Americas-United States of America-Maryland-BaltimoreEducation Level:Bachelor's Degree Job :Risk ManagementEmployment Type:Full TimeJob Level:Directo ...

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📑 A World-Changing CompanyAt Palantir, we’re passionate about building software that solves problems. We partner with the most important institutions in the world to transform how they use data and technology. Our software has been used to stop terrorist attacks, discover new medicines, g ...

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📑 A World-Changing CompanyAt Palantir, we’re passionate about building software that solves problems. We partner with the most important institutions in the world to transform how they use data and technology. Our software has been used to stop terrorist attacks, discover new medicines, g ...

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📑 Company Description Buell Securities is a full-service broker-dealer and Registered Investment Advisor located in Glastonbury, CT. Established in 1921, Buell boasts one of the longest successful operating histories of any New England financial firm. Our company takes pride in offering personalized services and a sophisticate ...

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📑 Who We Are:BCG Securities, an independent broker-dealer and Registered Investment Advisor (“RIA”), has been dedicated to its clients for over 50 years. With financial advisors in branches located throughout the United States, BCG Securities is a recognized premier broker-dealer and RIA of choice. We supply our advisor par ...

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📑 TPG Staffing LLC is a leading national staffing agency providing businesses and job applicants with quality opportunities in a wide range of industries. We believe in getting the right person for the right job and the right job for the person. We work closely with our clients to build relationships based on understanding the key drivers of their ...

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📑 Contract Duration: 12+ Months Required Skills & Experience2 years with operational improvements in financial institutions, with a focus in Cash Reconciliations.Experience working with external clients within Securities Services operations.Sound understanding of financi ...

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📑 Job Summary: The Securities Division strives to preserve the integrity of the financial marketplace through investigative actions and the registration and oversight of securities, dealers and salespersons, and investment advisers; to enhance legitimate capital formation and deter financial fraud; and to minimize the b ...

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📑 Who We Are:TradeStation is an online brokerage firm seeking to level the playing field for self-directed investors and traders, empowering them to claim their individual ...

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📑 The Securities Optimization team handles all securities lending and collateral management. The GSF Securities Financing Trader must have a strong grasp on the securities lending market, liquidity management, and all Delta One products. The candidate will perform day-to-day activities for the trading book from risk management to the execution of ...

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📑 TPG Staffing LLC is a leading national staffing agency providing businesses and job applicants with quality opportunities in a wide range of industries. We believe in getting the right person for the right job and the right job for the person. We work closely with our clients to build relationships based on understanding the key drivers of their ...

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📑 Securities Litigation Associate - Palo AltoOur client is a top firm, seeking a mid to senior level Securities Litigation associate in Palo Alto.Qualified attorneys will have 3-7 years of Securities Litigation experience including some experience in the following areas:Securities enforcement, ...

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📑 #WeAreTradeStation ( We Are :TradeStation is an online brokerage firm seeking to level the playing field for self-directed investors and traders, empowering them to claim their individual financial edge. At TradeStation, we're continuously pushing the boundaries of what's possible, encourag ...

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📑 Careers that Ch ...

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📑 ResponsibilitiesReviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side lettersAdvising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offeringsConducting due diligence ...

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📑 You understand how the markets and economy work, and you know a lot about securities and account maintenance. You are a detail-oriented person with an organized approach to your work; you even use apps or lists to make sure you get it all done—in the right way. In addition, you know there is no “I” in “team,” so you work well with others to ...

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📑 A World-Changing CompanyAt Palantir, we’re passionate about building software that solves problems. We partner with the most important institutions in the world to transform how they use data and technology. Our software has been used to stop terrorist attacks, discover new medicines, g ...

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📑 Job Id: L12530_1673375888Beacon Hill Legal seeks a paralegal or attorney with 2+ years of securi ...

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📑 Our client in New York, NY is looking for a Fund/Securities Transactional Attorney for a full-time, direct hire position. Fund/Securities Transactional Attorney Requirements: 7+ years of experience with fund formation, governance and transactions and/or securit ...

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📑 Requirements Bachelor’s Degree preferred. State Life & Health insurance licenses and FINRA SIE, Series 7 and 66 (or 63 and 65) required. Knowledge of core investment products including fixed and variable annuities and mutual funds. Must have fundamental understanding of Bank services and operat ...

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📑 ResponsibilitiesReviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting ...

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📑 We are seeking a Securities Quantitative Analytics Associate. This position will be part of the Mortgage Model Development Center (MMDC). The MMDC centrally manages all quantitative modeling related to market and interest rate risk on the bank’s mortgage products including consumer banking mortgage activities, trading activities and investment port ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 ResponsibilitiesReviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting ...

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📑 ResponsibilitiesReviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting ...

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📑 Job Description:Company Overview:TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. Together, we aim to pr ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 Securities Processing Operations SpecialistJersey City, NJ This is a 12 Month Contract - NO C2C. Must be a US Citizen or Green Card holder. The Securities Processing Operations Specialist executes routine transactions with general supervisio ...

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📑 A World-Changing CompanyAt Palantir, we’re passionate about building software that solves problems. We partner with the most important institutions in the world to transform how they use data and technology. Our software has been used to stop terrorist attacks, discover new medicines, g ...

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📑 ResponsibilitiesReviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting ...

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📑 LHH Recruitment Solutions, formerly known as Parker + Lynch Legal, is assisting a leading plaintiffs' law firm in NYC in its search for a Securities Litigation Associate. An ideal candidate for this position will have at least 2 years of securities litigation experience. Large law firm experience is preferred, but not required. The position offe ...

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📑 Corporate Associate Attorney-SecuritiesMidsized Manhattan law firm with a fast-growing corporate practice group is seeking a corporate attorney with solid law firm experience for an associate position. The right candidate has 2+ years corporate securities/Capital Markets experience, including work on 33 and 34 Act complia ...

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📑 Strivector specializes in catering to your specific desired company culture and purpose-filled job needs.We help our clients meet their fast-growing business, new and existing positions with talented individuals like you.Strivector works alongside Fortune 500, mid-sized and Start-ups for f ...

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📑 DescriptionThe Trust Securities Operations Specialist- Pacific Premier Trust (PPT)has a primary responsibility to review, authenticate, and processalternative asset transactions (specifically purchases). Initially focusedon a single security type with a goal of developing expertise across privateequity, private debt, and rea ...

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📑 ResponsibilitiesReviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting ...

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📑 Top Law firm is actively seeking experienced Corporate partners and groups ( portable business preferred) to join it's thriving M&A, private equity, capital markets and securities practices. If you are a seasoned partner with a robust background in M&A, corporate securities, and private equity matters, this is an excellent opportunity to make a ...

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📑 Corporate and Securities ParalegalEvolve Workforce Solutions is seeking an experienced Corporate and Securities Paralegal to join a prestigious law firm in Bethesda, MD. Renowned for its expertise in serving mid-market companies and specializing in mergers and acquisitions (M&A), private equity transactions, an ...

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📑 Overview: This position reviews client accounts to ensure appropriate information and documentation is present for principal approval. Examines new account documentation and sources any missing information. Evaluates securities and insurance transactions, exception reports, and flagged transactions based on suitability information provided by th ...

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📑 Job Description:The Finance Associate is responsible for performing specialized operational securities processing activities in support of the firm’s business lines. This would include activities such as; instruction receipt and authentication, entry instruction and verification (dual controls), processing and recording, reporti ...

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📑 HilltopSecurities is currently looking to hire two Growth Consultants. The Wealth Management Advisory Services and Products team provides holistic product solution from financial planning, income solutions, fee-based solutions and services to registered advisors in Hilltop Securities’ Private Client Group (PCG), Hilltop Independent Network (HTIN ...

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