• Expertini Resume Scoring: Our Semantic Matching Algorithm evaluates your CV/Résumé before you apply for this job role.
United States Jobs Expertini

KYC Advisory & Controls Vice President Job Opening In Jersey City – Now Hiring SMBC Group


Job description

The anticipated salary range for this role is between $120,000.00 and $160,000.00.

The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire.

The role may also be eligible for an annual discretionary incentive award.

In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.


Role Description


Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and control within the KYC program including: customer onboarding, and periodic reviews, and account opening.

Will support strengthening processes and controls across the KYC program as well as escalate to management when issues/risks may arise.

This role will require tracking of all audit and exam related requests as well as ensure a timely and accurate response is provided.

This role will also involve assisting promoting consistency in policies, procedures and reference materials across the entire KYC program.

Reporting to the KYC Controls and Oversight Director, the KYC Advisory & Controls VP will assist in promoting overall accountability for related operational efficiencies and customer data integrity for SMBC, Bank and subsidiaries in accordance with external rules and regulations as well as internal policies and procedures of SMBC and Head Office.

The KYC Advisory & Controls Vice President may direct the day-to-day work of employees, may have a formal management role, and contributes to broader strategic department planning.

Role Objectives

  • Field questions from the KYC team as well as the Front Office related to AML/KYC processes including client onboarding and periodic KYC reviews.

  • Knowledge of the Know Your Customer (KYC)/Anti Money Laundering (AML) protocols.

  • May manage employee relations, performance management, and mentorship for all in scope members.

  • May have responsibility for planning and budgeting within the KYC team.

  • Identify and communicate control gaps, risks, proposed improvements.

  • Provide program governance, oversight, and monitoring in accordance with SMBC's Policies and Standards.

  • Participate in initiatives that streamline and improve the KYC processes

  • Build strong relationships and coordinate with key stakeholders across the KYC Program.

  • Stay current on emerging regulatory requirements and best practices, and drive enhancements to KYC framework and controls.

  • Ensure KYC policy and procedure and requirements remain up to date

  • Coordination for project and program management regulatory concerns and providing guidance during internal/external audits.

  • Lead remediation efforts from internal/external audit findings from a strategic and execution perspective.

  • Qualifications and Skills

  • 7 to 10 years of specialized experience in Financial Services

  • Experience should be in financial crimes consulting, project management or back-office/compliance operations.

    5 years in management.

  • BA / BS (or equivalent experience)

  • Knowledge of AML, Bank Secrecy Act, Foreign Asset Control, and other compliance related acts and regulatory requirements.

    Certified Anti-Money Laundering Specialist (CAMS) Certification preferred.

  • Expert level knowledge of KYC process and regulations.

  • Expert level knowledge of banking policies, statutory and compliance regulations.

  • Expert level knowledge of market practices related to compliance operations, inclusive of issues management

  • Strong written and verbal communication skills, prior experience with communicating with a broad audience across multiple mediums

  • Strong ability to direct staff and workflows in accordance with SMBC standards and practices.

  • Strong sense of urgency and accountability; and strong time-management skills.

  • Strong management and delegation skills.

  • Ability to execute in a high-pressure environment.

  • Ability to interpret complex regulatory issues to provide sound guidance.

  • SMBC’s employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office.

    SMBC requires that employees live within a reasonable commuting distance of their office location.

    Prospective candidates will learn more about their specific hybrid work schedule during their interview process.

    Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.

    SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law.

    If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

    Required Skill Profession

    Operations Specialties Managers


    • Job Details

    Related Jobs

    SMBC hiring KYC Advisory & Controls Vice President Job in Jersey City, NJ, United States
    SMBC
    Jersey City, NJ, United States
    SMBC hiring KYC Advisory & Controls Associate Job in Jersey City, NJ, United States
    SMBC
    Jersey City, NJ, United States
    Raymond James Financial, Inc. hiring Vice President, Advisory Supervision Job in New York City, NY, United States
    Raymond James Financial, Inc.
    New York City, NY, United States
    Raymond James Financial, Inc. hiring Vice President, Advisory Supervision Job in New York City, NY, United States
    Raymond James Financial, Inc.
    New York City, NY, United States
    Zurich NA hiring Vice President Compliance Advisory Job in Schaumburg, IL, United States
    Zurich NA
    Schaumburg, IL, United States
    Zurich NA hiring Vice President Compliance Advisory Job in Schaumburg, IL, United States
    Zurich NA
    Schaumburg, IL, United States
    JPMorgan Chase hiring KYC Operations Business Manager - Vice President Job in Plano, TX, United States
    JPMorgan Chase
    Plano, TX, United States
    BNY Mellon hiring Vice President, KYC Product Owner - Treasury Services Job in New York, New York, United States
    BNY Mellon
    New York, New York, United States
    JPMorgan Chase hiring Know Your Customer (KYC) Operations - Vice President Job in Plano, TX, United States
    JPMorgan Chase
    Plano, TX, United States
    JPMorgan Chase & Co. hiring Global Payments Advisory – Vice President Job in Jersey City, New Jersey, United States
    JPMorgan Chase & Co.
    Jersey City, New Jersey, United States
    MUFG hiring Global Sanctions Advisory, Vice President Job in Irving, Texas, United States
    MUFG
    Irving, Texas, United States
    MUFG hiring Global Sanctions Advisory, Vice President Job in Irving, TX, United States
    MUFG
    Irving, TX, United States
    JPMorgan Chase hiring Global Payments Advisory - Vice President Job in Jersey City, NJ, United States
    JPMorgan Chase
    Jersey City, NJ, United States
    JPMorgan Chase hiring Global Payments Advisory - Vice President Job in Jersey City, NJ, United States
    JPMorgan Chase
    Jersey City, NJ, United States
    SMBC hiring Risk & Control Advisory - Vice President Job in Jersey City, NJ, United States
    SMBC
    Jersey City, NJ, United States
    MUFG hiring Risk Management & Controls, Vice President Job in Tempe, Arizona, United States
    MUFG
    Tempe, Arizona, United States
    State Street Corporation hiring Legal Entity Controls, Vice President Job in Boston, Massachusetts, United States
    State Street Corporation
    Boston, Massachusetts, United States
    MUFG hiring Risk Management & Controls, Vice President Job in Tampa, FL, United States
    MUFG
    Tampa, FL, United States
    MUFG hiring Risk Management & Controls, Vice President Job in Tempe, AZ, United States
    MUFG
    Tempe, AZ, United States
    JPMorgan Chase hiring Compliance - Global Financial Crimes KYC Policy - Vice President Job in Brooklyn, NY, United States
    JPMorgan Chase
    Brooklyn, NY, United States
    BNY Mellon hiring Senior Vice President, Markets Compliance Advisory Job in New York, New York, United States
    BNY Mellon
    New York, New York, United States
    Saige Partners LLC hiring Vice President, Investment Banking - Wealth Advisory Job in United States
    Saige Partners LLC
    United States
    JPMorgan Chase & Co. hiring Legal, Compliance & Controls Manager, Vice President Job in Jersey City, New Jersey, United States
    JPMorgan Chase & Co.
    Jersey City, New Jersey, United States
    JPMorgan Chase hiring Legal, Compliance & Controls Manager, Vice President Job in Brooklyn, NY, United States
    JPMorgan Chase
    Brooklyn, NY, United States
    Deutsche Bank hiring Rates Business Controls Unit - Vice President Job in New York, New York, United States
    Deutsche Bank
    New York, New York, United States
    Citigroup hiring Markets Data Controls Execution Vice President Job in Getzville, NY, United States
    Citigroup
    Getzville, NY, United States
    Amynta Group hiring Vice President Job in Chicago, Illinois, United States
    Amynta Group
    Chicago, Illinois, United States
    BlackRock hiring Vice President Job in New York, NY, United States
    BlackRock
    New York, NY, United States
    BlackRock hiring Vice President Job in New York, NY, United States
    BlackRock
    New York, NY, United States
    BlackRock hiring Vice President Job in New York, NY, United States
    BlackRock
    New York, NY, United States

    Unlock Your KYC Advisory Potential: Insight & Career Growth Guide


    Real-time KYC Advisory Jobs Trends (Graphical Representation)

    Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph here. Uncover the dynamic job market trends for KYC Advisory in Jersey City, United States, highlighting market share and opportunities for professionals in KYC Advisory roles.

    5598 Jobs in United States
    5598
    201 Jobs in Jersey City
    201
    Download Kyc Advisory Jobs Trends in Jersey City and United States

    Are You Looking for KYC Advisory & Controls Vice President Job?

    Great news! is currently hiring and seeking a KYC Advisory & Controls Vice President to join their team. Feel free to download the job details.

    Wait no longer! Are you also interested in exploring similar jobs? Search now: .

    The Work Culture

    An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at SMBC Group adheres to the cultural norms as outlined by Expertini.

    The fundamental ethical values are:

    1. Independence

    2. Loyalty

    3. Impartiapty

    4. Integrity

    5. Accountabipty

    6. Respect for human rights

    7. Obeying United States laws and regulations

    What Is the Average Salary Range for KYC Advisory & Controls Vice President Positions?

    The average salary range for a varies, but the pay scale is rated "Standard" in Jersey City. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.

    What Are the Key Qualifications for KYC Advisory & Controls Vice President?

    Key qualifications for KYC Advisory & Controls Vice President typically include Operations Specialties Managers and a list of qualifications and expertise as mentioned in the job specification. The generic skills are mostly outlined by the . Be sure to check the specific job listing for detailed requirements and qualifications.

    How Can I Improve My Chances of Getting Hired for KYC Advisory & Controls Vice President?

    To improve your chances of getting hired for KYC Advisory & Controls Vice President, consider enhancing your skills. Check your CV/Résumé Score with our free Tool. We have an in-built Resume Scoring tool that gives you the matching score for each job based on your CV/Résumé once it is uploaded. This can help you align your CV/Résumé according to the job requirements and enhance your skills if needed.

    Interview Tips for KYC Advisory & Controls Vice President Job Success

    SMBC Group interview tips for KYC Advisory & Controls Vice President

    Here are some tips to help you prepare for and ace your KYC Advisory & Controls Vice President job interview:

    Before the Interview:

    Research: Learn about the SMBC Group's mission, values, products, and the specific job requirements and get further information about

    Other Openings

    Practice: Prepare answers to common interview questions and rehearse using the STAR method (Situation, Task, Action, Result) to showcase your skills and experiences.

    Dress Professionally: Choose attire appropriate for the company culture.

    Prepare Questions: Show your interest by having thoughtful questions for the interviewer.

    Plan Your Commute: Allow ample time to arrive on time and avoid feeling rushed.

    During the Interview:

    Be Punctual: Arrive on time to demonstrate professionalism and respect.

    Make a Great First Impression: Greet the interviewer with a handshake, smile, and eye contact.

    Confidence and Enthusiasm: Project a positive attitude and show your genuine interest in the opportunity.

    Answer Thoughtfully: Listen carefully, take a moment to formulate clear and concise responses. Highlight relevant skills and experiences using the STAR method.

    Ask Prepared Questions: Demonstrate curiosity and engagement with the role and company.

    Follow Up: Send a thank-you email to the interviewer within 24 hours.

    Additional Tips:

    Be Yourself: Let your personality shine through while maintaining professionalism.

    Be Honest: Don't exaggerate your skills or experience.

    Be Positive: Focus on your strengths and accomplishments.

    Body Language: Maintain good posture, avoid fidgeting, and make eye contact.

    Turn Off Phone: Avoid distractions during the interview.

    Final Thought:

    To prepare for your KYC Advisory & Controls Vice President interview at SMBC Group, research the company, understand the job requirements, and practice common interview questions.

    Highlight your leadership skills, achievements, and strategic thinking abilities. Be prepared to discuss your experience with HR, including your approach to meeting targets as a team player. Additionally, review the SMBC Group's products or services and be prepared to discuss how you can contribute to their success.

    By following these tips, you can increase your chances of making a positive impression and landing the job!

    How to Set Up Job Alerts for KYC Advisory & Controls Vice President Positions

    Setting up job alerts for KYC Advisory & Controls Vice President is easy with United States Jobs Expertini. Simply visit our job alerts page here, enter your preferred job title and location, and choose how often you want to receive notifications. You'll get the latest job openings sent directly to your email for FREE!